Dodd-Frank and the SEC Whistleblower Program

What We’re Hearing - Asked and Answered

This White Paper answers the top questions organizations should be asking themselves in order to minimize risks associated with the Dodd-Frank Act and the SEC Whistleblower Program – and maintain an effective ethics and compliance program.

Eight vital questions are addressed, including:

• Is your organization impacted by the SEC Whistleblower Program?

• How likely are employees to bypass your internal hotline – and report directly to the SEC?

• Do your employees – and other stakeholders – know how to report allegations internally?

• Are you tracking the right allegations?

This White Paper was written by Ed Petry, PhD of the Ethical Leadership Group, our in-house team of expert advisors. Mr. Petry is the former Executive Director of the Ethics and Compliance Officer Association (ECOA).

We have over 30 years experience designing and managing whistleblower hotline solutions for organizations around the globe. Let us show you how Global Compliance is Good for Business.
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